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https://www.securities.nd.gov/news/etrade-securities-llc-administrative-consent-order-consent-entry-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/piper-jaffray-co-brady-vollmers-order-and-notice-civil-penalty2021-02-01T23:54Znever https://www.securities.nd.gov/news/associated-financial-services-inc-order-revoke-dealer-registration2021-02-01T23:54Znever https://www.securities.nd.gov/news/ronald-dean-bennett-dba-ron-bennett-commercial-real-estate-cease-and-desist-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/brent-kitzan-dba-kitzan-associates-cease-and-desist-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/associated-financial-services-inc-order-summary-suspension-dealer-registration2021-02-01T23:54Znever https://www.securities.nd.gov/news/r-seelaus-co-inc-consent-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/ross-owen-haugen-plea-agreement2021-02-01T23:54Znever 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https://www.securities.nd.gov/news/jason-p-fettig-order-refusing-registration-agent2021-02-01T23:54Znever https://www.securities.nd.gov/news/bradley-james-stroup-cease-and-desist-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/david-w-torson-cease-and-desist-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/rahfco-management-group-llc-consent-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/goldman-sachs-co-administrative-consent-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/blue-investments-llc-travis-richey-cease-and-desist-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/wells-fargo-investments-llc-administrative-consent-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/ubs-securities-llc-ubs-financial-services-inc-administrative-consent-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/stifel-nicolaus-company-incorporated-administrative-consent-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/que-corp-cease-and-desist-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/jp-morgan-chase-co-administrative-consent-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/merrill-lynch-pierce-fenner-smith-incorporated-administrative-consent-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/rbc-capital-markets-corporation-administrative-consent-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/banc-america-securities-llc-banc-america-investment-services-inc-administrative-consent-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/prosper-marketplace-inc-administrative-consent-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/pelican-development-llc-consent-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/life-partners-inc-consent-order2021-02-01T23:54Znever 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https://www.securities.nd.gov/news/rothschild-investment-corporation-paul-e-geringer-christian-p-geringer-consent-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/true-investments-inc-ty-olstad-notice-right-request-hearing-order-civil-penalty2021-02-01T23:54Znever https://www.securities.nd.gov/news/dorothy-k-schlabsz2021-02-01T23:54Znever https://www.securities.nd.gov/news/larry-m-atkins-atkins-brokerage-services-inc-retirement-planning-concepts-inc-retirement-02021-02-01T23:54Znever https://www.securities.nd.gov/news/andrew-schwandt-consent-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/thomas-w-woodard-dba-woodward-financial2021-02-01T23:54Znever https://www.securities.nd.gov/news/ashmore-family-foundation-minnesota-charitable-trust-flint-ashmore-monte-r-ashmore-consent2021-02-01T23:54Znever https://www.securities.nd.gov/news/las-international-ltd-neil-whittey-syver-vinje-also-see-order-61907-stipulation-amendment2021-02-01T23:54Znever https://www.securities.nd.gov/news/las-international-ltd-neil-whittey-syver-vinje-stipulation-amendment-consent-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/ashmore-family-foundation-flint-ashmore-monte-r-ashmore-cease-and-desist-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/true-investments-inc-ty-olstad-j-c-entertainment-james-carson-cease-and-desist-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/vivian-v-gwin-order-summarily-postpone-approval-respon2021-02-01T23:54Znever https://www.securities.nd.gov/news/first-union-securities-inc-later-known-wachovia-securities-inc-now-known-wachovia-securities2021-02-01T23:54Znever https://www.securities.nd.gov/news/las-international-ltd-neil-whittey-syver-vinje-consent-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/las-international-ltd-neil-whittey-syver-vinje-see-june-19th-consent-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/americans-lawful-financial-independence-information-my-icis-inc-wayne-hicks-lori-hicks-cease2021-02-01T23:54Znever https://www.securities.nd.gov/news/samuel-g-loumer-michael-kramer-consent-agreement2021-02-01T23:54Znever https://www.securities.nd.gov/news/irax-international-llc-impact-industries-international-llc-financial-planning-services-inc2021-02-01T23:54Znever https://www.securities.nd.gov/news/cd-acquisition-group-llc-david-mees-consent-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/g-edwards-sons-inc-consent-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/piper-jaffray-co-consent-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/wachovia-capital-markets-llc-consent-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/bankers-life-and-casualty-company-consent-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/philip-moshier-consent-agreement2021-02-01T23:54Znever https://www.securities.nd.gov/news/berthel-fisher-and-company-financial-services-inc-timothy-hayden-consent-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/ready-cash-inc-donald-gehrig-consent-agreement2021-02-01T23:54Znever https://www.securities.nd.gov/news/james-wahl-consent-order2021-02-01T23:54Znever https://www.securities.nd.gov/news/lester-westgard-consent-agreement2021-02-01T23:54Znever https://www.securities.nd.gov/news/acap-financial-inc-donald-fisher-consent-agreement2021-02-01T23:54Znever https://www.securities.nd.gov/news/lincoln-financial-advisors-corp-consent-agreement2021-02-01T23:54Znever https://www.securities.nd.gov/news/investment-centers-america-inc-larry-fust-consent-agreement2021-02-01T23:54Znever https://www.securities.nd.gov/news/michael-l-puklich-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/capital-growth-financial-llc-ross-o-haugen2021-02-01T23:55Znever https://www.securities.nd.gov/news/david-skjerven-skjerven-financial-services-cease-and-desist-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/protrust-financial-group-inc-protrust-management-group-inc-gordon-b-grigg-cease-and-desist2021-02-01T23:55Znever https://www.securities.nd.gov/news/piper-jaffray-co-brady-vollmers-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/anton-kunz-abc-system-cease-and-desist-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/national-forex-corp-dennis-drake-cease-and-desist-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/viper-acquisition-llc-mees-masonry-corp-riverside-rv-rentals-inc-dig-it-underground-inc-r-lang2021-02-01T23:55Znever https://www.securities.nd.gov/news/i2u-inc-harold-richard-mladek-default-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/james-r-bullis-montgomery-goff-bullis-pc-cease-and-desist-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/harmony-consultants-inc-conejo-valley-consultants-inc-mel-rosoff-aka-mel-fields-cease-and2021-02-01T23:55Znever https://www.securities.nd.gov/news/kea-watt-and-associates-ltd-joseph-henry-kalina-larry-gene-kalina-terry-wanless-cease-and2021-02-01T23:55Znever https://www.securities.nd.gov/news/dakota-payphone-llc-order-revoke-securities-registrations2021-02-01T23:55Znever https://www.securities.nd.gov/news/thomas-weisel-partners-llc-administrative-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/dakota-payphone-llc2021-02-01T23:55Znever https://www.securities.nd.gov/news/kevin-david-wells-order-revoke-agent-registration2021-02-01T23:55Znever https://www.securities.nd.gov/news/dominion-investments-inc-tony-adams-cease-and-desist-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/i2u-inc-harold-richard-mladek-cease-and-desist-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/kevin-david-wells2021-02-01T23:55Znever https://www.securities.nd.gov/news/dale-f-roehrich-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/cd-acquisition-corp-david-mees-order-civil-penalty2021-02-01T23:55Znever https://www.securities.nd.gov/news/piper-jaffray-co-brady-vollmers-notice-civil-penalty2021-02-01T23:55Znever https://www.securities.nd.gov/news/deutsche-bank-securities-inc-administrative-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/g-edwards-sons-inc-daniel-m-schmidt-notice-civil-penalty2021-02-01T23:55Znever https://www.securities.nd.gov/news/waddell-reed-inc-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/pruco-securities-llc-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/government-benefit-services-glen-w-finley-jr-cease-and-desist-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/schwartz-investment-management-company-james-schwartz-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/dale-f-roehrich-notice-civil-penalty2021-02-01T23:55Znever https://www.securities.nd.gov/news/assemblies-god-loan-fund-consent-agreement2021-02-01T23:55Znever https://www.securities.nd.gov/news/piper-jaffray-co-terry-millner-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/integrity-mutual-funds-inc-fka-nd-holdings-inc-nd-capital-inc-robert-e-walstad-order-vacate2021-02-01T23:55Znever https://www.securities.nd.gov/news/capital-growth-financial-llc-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/integrity-mutual-funds-inc-fka-nd-holdings-inc-nd-capital-inc-robert-e-walstad-undertaking2021-02-01T23:55Znever https://www.securities.nd.gov/news/third-ridge-capital-lp-third-ridge-capital-partners-llc-edward-neugeboren-keith-barksdale2021-02-01T23:55Znever https://www.securities.nd.gov/news/david-skjerven-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/capital-growth-financial-llc-notice-civil-penalty2021-02-01T23:55Znever https://www.securities.nd.gov/news/bruce-hager2021-02-01T23:55Znever https://www.securities.nd.gov/news/bison-capital-management-llc-proposed-order-refuse-investment-advisor-registration2021-02-01T23:55Znever https://www.securities.nd.gov/news/investment-advisory-services-thomas-h-marsden-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/irax-international-llc-financial-planning-services-inc-bruce-anderson-rodney-kirschmann-cease2021-02-01T23:55Znever https://www.securities.nd.gov/news/impact-industries-international-llc-financial-planning-services-inc-bruce-anderson-rodney2021-02-01T23:55Znever https://www.securities.nd.gov/news/l-h-ross-co-inc-mintz-fraade-pc-michael-assenza-kelly-chance-shannon-norris-dean-baker-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/r-t-jones-capital-equities-inc-frank-s-ladner-agreement2021-02-01T23:55Znever https://www.securities.nd.gov/news/huntleigh-securities-corporation-consent-agreement2021-02-01T23:55Znever https://www.securities.nd.gov/news/drew-likness-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/investment-advisory-services-thomas-h-marsden-notice-civil-penalty2021-02-01T23:55Znever https://www.securities.nd.gov/news/piper-jaffray-co-jason-millner-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/delta-trust-investments-inc-chad-h-carlson-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/l-h-ross-co-inc-mintz-fraade-pc-michael-assenza-kelly-chance-shannon-norris-dean-baker-consent2021-02-01T23:55Znever https://www.securities.nd.gov/news/charles-archambault2021-02-01T23:55Znever https://www.securities.nd.gov/news/global-escience-corp-virgil-hentz-cease-and-desist-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/ross-owen-haugen-order-summary-suspension-investment-advisor-registration2021-02-01T23:55Znever https://www.securities.nd.gov/news/intersecurities-inc-richard-colling-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/berthel-fisher-company-financial-services-inc-lawrence-w-warren-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-larry-borud-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/preferred-trust-and-management-ltd-ron-stafford-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/preferred-trust-and-management-ltd-thomas-deschamp-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/jeffrey-toft-undertaking-and-agreement2021-02-01T23:55Znever https://www.securities.nd.gov/news/grainlinecom-scott-d-olson-kent-sortland-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/wilson-williams-financial-group-inc-sidney-mondschein-undertaking-and-agreement2021-02-01T23:55Znever https://www.securities.nd.gov/news/principal-life-insurance-company-consent-agreement2021-02-01T23:55Znever https://www.securities.nd.gov/news/preferred-trust-and-management-ltd-dick-schultz-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/l-h-ross-co-inc-mintz-fraade-pc-michael-assenza-kelly-chance-shannon-norris-dean-baker2021-02-01T23:55Znever https://www.securities.nd.gov/news/tri-west-investment-club-wesley-leroy-hiller-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/integrity-mutual-funds-inc-nd-capital-inc-robert-e-walstad-notice-civil-penalty2021-02-01T23:55Znever https://www.securities.nd.gov/news/preferred-trust-and-management-ltd-larry-borud-findings-fact-conclusions-law2021-02-01T23:55Znever https://www.securities.nd.gov/news/preferred-trust-and-management-ltd-mark-dostert-findings-fact-conclusions-law2021-02-01T23:55Znever https://www.securities.nd.gov/news/preferred-trust-and-management-ltd-todd-haskins-findings-fact-conclusions-law2021-02-01T23:55Znever https://www.securities.nd.gov/news/preferred-trust-and-management-ltd-ron-stafford-findings-fact-conclusions-law2021-02-01T23:55Znever https://www.securities.nd.gov/news/preferred-trust-and-management-ltd-tony-kautt-findings-fact-conclusions-law2021-02-01T23:55Znever https://www.securities.nd.gov/news/preferred-trust-and-management-ltd-leon-borud-findings-fact-conclusions-law2021-02-01T23:55Znever https://www.securities.nd.gov/news/west-east-developments-inc-webster-crown-cease-and-desist-order-notice-civil-penalty2021-02-01T23:55Znever https://www.securities.nd.gov/news/eurobond-fidelity-ltd-cease-and-desist-order-notice-civil-penalty2021-02-01T23:55Znever https://www.securities.nd.gov/news/d-m-capital-llc-associated-financial-services-inc-consent-agreement2021-02-01T23:55Znever https://www.securities.nd.gov/news/preferred-trust-and-management-ltd-randy-bryans-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/american-dream-systems-inc-coupon-connection-america-inc-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/tl-secrest-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/thomas-v-kozlowski-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/gregory-grossman-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/askar-corp-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/preferred-trust-and-management-ltd-dennis-skarphol-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/preferred-trust-and-management-ltd-donald-marsch-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/preferred-trust-and-management-ltd-galen-marsh-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/cgf-securities-llc-ross-owen-haugen-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/william-l-toft-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/bear-stearns-co-inc-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/preferred-trust-and-management-ltd-brian-henry-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/preferred-trust-and-management-ltd-gerald-henry-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/citigroup-global-markets-inc-fka-salomon-smith-barney-inc-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/preferred-trust-and-management-ltd-mitchell-keiser-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/craig-f-wollenburg-spf-energy-inc-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/berthel-fisher-company-financial-services-inc-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/microvision-systems-corporation-interactive-acquisition-master-inc-camry-consulting-services2021-02-01T23:55Znever https://www.securities.nd.gov/news/credit-suisse-first-boston-llc-fka-credit-suisse-first-boston-corporation-administrative2021-02-01T23:55Znever https://www.securities.nd.gov/news/morgan-stanley-co-incorporated-administrative-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/j-p-morgan-securities-inc-administrative-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/us-bancorp-piper-jaffray-inc-administrative-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/preferred-trust-and-management-ltd-kris-tana-thorfinnson-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/ubs-warburg-llc-ubs-painewebber-inc-administrative-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/goldman-sachs-co-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/debra-ann-lund-consent-order2021-02-01T23:55Znever https://www.securities.nd.gov/news/l-h-ross-co-inc-mintz-fraade-pc-michael-assenza-kelly-chance-shannon-norris-dean-baker-cease2021-02-01T23:55Znever https://www.securities.nd.gov/news/possible-technologies-inc-aka-right-reason-treacy-duerfeld2021-02-01T23:55Znever https://www.securities.nd.gov/news/lehman-brothers-inc-administrative-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/kent-johanneson-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/grainlinecom-inc-scott-d-olson-kent-sortland-cease-and-desist-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/cgf-securities-llc-order-vacate2021-02-01T23:56Znever https://www.securities.nd.gov/news/david-c-gess2021-02-01T23:56Znever https://www.securities.nd.gov/news/cgf-securities-llc-order-summary-suspension-dealer-registration2021-02-01T23:56Znever https://www.securities.nd.gov/news/preferred-trust-and-management-ltd-gary-l-bryans-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/preferred-trust-and-management-ltd-troy-borud-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/dulon-llp-desist-and-refrain-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/edward-d-jones-co-lp-deanne-gierke-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/alliance-care-inc-cgf-securities-llc-ross-owen-huagen-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/preferred-trust-and-management-ltd-jess-welstad2021-02-01T23:56Znever https://www.securities.nd.gov/news/preferred-trust-and-management-ltd-gerald-haskins-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/preferred-trust-and-management-ltd-michael-hupka2021-02-01T23:56Znever https://www.securities.nd.gov/news/preferred-trust-and-management-ltd-rodney-j-duncklee2021-02-01T23:56Znever https://www.securities.nd.gov/news/preferred-trust-and-management-ltd-marlene-hupka-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/preferred-trust-and-management-ltd-richard-l-solberg-consent-agreement2021-02-01T23:56Znever https://www.securities.nd.gov/news/preferred-trust-and-management-ltd-james-i-miller-jr2021-02-01T23:56Znever https://www.securities.nd.gov/news/preferred-trust-and-management-ltd-keith-pierson2021-02-01T23:56Znever https://www.securities.nd.gov/news/select-electronic-devices-inc-voip-communications-inc-kent-johanneson-aka-w-k-johanneson-david2021-02-01T23:56Znever https://www.securities.nd.gov/news/camry-investment-services-inc-nathanson-investment-trust-account-colin-nathanson-james2021-02-01T23:56Znever https://www.securities.nd.gov/news/leafhead-consultants-inc-media-info-fund-ltd-arthur-martiney-cease-and-desist-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/preferred-trust-and-management-ltd-steve-tengesdal-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/robert-woodward-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/american-dream-systems-inc-coupon-connection-america-inc-desist-and-refrain-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/us-petroleum-llc-consent-agreement2021-02-01T23:56Znever https://www.securities.nd.gov/news/alliance-care-inc-cgf-securities-llc-ross-owen-haugen-cease-and-desist-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/golden-eagle-oil-james-mcdaniel-cease-and-desist-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/seed-international-limited-ocean-international-marketing-sam-howard-hakki-kupper-cease-and2021-02-01T23:56Znever https://www.securities.nd.gov/news/ross-owen-haugen-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/mdvip-inc-settlement-agreement2021-02-01T23:56Znever https://www.securities.nd.gov/news/capital-growth-real-estate-partners-miami-llc-cgf-securities-llc-ross-owen-haugen-consent2021-02-01T23:56Znever https://www.securities.nd.gov/news/epcom-ltd-eldon-p-anderson-cease-and-desist-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/american-capital-corporation-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/craig-f-wollenburg-spf-energy-inc-order-suspend-agent-registration2021-02-01T23:56Znever https://www.securities.nd.gov/news/u-s-petroleum-llc-mea-services-cease-and-desist-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/fegen-associates-legend-mobile-fka-ptn-media-inc-nicholas-fegen-peter-c-klamka-cease-and2021-02-01T23:56Znever https://www.securities.nd.gov/news/henry-foods-inc-dba-delimax-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/capital-growth-real-estate-partners-miami-llc-ross-o-haugen-cgf-securities-llc-cease-and2021-02-01T23:56Znever https://www.securities.nd.gov/news/american-capital-corporation-ross-o-haugen-cease-and-desist-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/mdvip-inc-ross-o-haugen-cgf-securities-llc-cease-and-desist-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/forex-capital-group-llc-alaron-fx-john-normanton-cease-and-desist-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/buck-tvcom-inc-buckbuilderscom-inc-bkcom-inc-myfreebingocom-inc-schematic-cash-transactions2021-02-01T23:56Znever https://www.securities.nd.gov/news/st-clare-film-fund-capital-corporation-st-paul-film-fund-guadalupe-film-committee-onesimus2021-02-01T23:56Znever https://www.securities.nd.gov/news/henry-foods-inc-dba-delimax-desist-and-refrain-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/ross-owen-haugen-registration-agreement2021-02-01T23:56Znever https://www.securities.nd.gov/news/preferred-trust-and-management-ltd-eugene-zaderaka-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/michael-j-brooks2021-02-01T23:56Znever https://www.securities.nd.gov/news/carret-securities-llc-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/carr-futures-registration-agreement2021-02-01T23:56Znever https://www.securities.nd.gov/news/american-investment-services-inc2021-02-01T23:56Znever https://www.securities.nd.gov/news/american-investment-services-inc-proposed-order-revoke-agent-registration2021-02-01T23:56Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-janene-haugen-order-vacate-cease-and-desist-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/american-investment-services-inc-order-amend-order-rescission2021-02-01T23:56Znever https://www.securities.nd.gov/news/american-investment-services-inc-order-rescission2021-02-01T23:56Znever https://www.securities.nd.gov/news/telecom-action-entertainment-william-marlin-co-marlin-william-b-davis-william-anthony-dave2021-02-01T23:56Znever https://www.securities.nd.gov/news/lh-ross-co-inc-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/engine-electronics-inc-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/first-montauk-securities-corp-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/shari-nelson2021-02-01T23:56Znever https://www.securities.nd.gov/news/united-methodist-development-fund-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/jeff-nelson-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/jasmer-shokar-aka-jimmy-shokar2021-02-01T23:56Znever https://www.securities.nd.gov/news/gurpal-s-shokar2021-02-01T23:56Znever https://www.securities.nd.gov/news/surjit-s-shokar-aka-steve-shokar2021-02-01T23:56Znever https://www.securities.nd.gov/news/angel-hung-once-again-resale-men-women2021-02-01T23:56Znever https://www.securities.nd.gov/news/gunnallen-financial-inc-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/highbury-capital-inc-inner-technologies-corp-howard-scott-n-hoyt-jeffrey-c-stogner-ron-cease2021-02-01T23:56Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-gene-armstrong-pat-armstrong-order-vacate-cease-and-desist2021-02-01T23:56Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-ken-howe-order-vacate-cease-and-desist-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-kenneth-ryer-order-vacate-cease-and-desist-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-eric-maaske-order-vacate-cease-and-desist-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-brian-snowden-order-vacate-cease-and-desist-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-raymond-van-bockel-order-vacate-cease-and-desist-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-kyle-wurgler-order-vacate-cease-and-desist-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-soren-sorenson-order-vacate-cease-and-desist-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-mark-couper-order-vacate-cease-and-desist-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-david-martin-kay-martin2021-02-01T23:56Znever https://www.securities.nd.gov/news/learn2distributioncom-inc-sean-correia-cease-and-desist-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/marion-bass-securities-corporation-order-revoke-dealer-registration2021-02-01T23:56Znever https://www.securities.nd.gov/news/l-h-ross-co-inc-proposed-order-refuse-dealer-registration2021-02-01T23:56Znever https://www.securities.nd.gov/news/r-lang-construction-inc-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/brokerageamerica-inc-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/k-ram-industries-robert-pagan-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/marion-bass-securities-corporation-order-summary-suspension-dealer-registration2021-02-01T23:56Znever https://www.securities.nd.gov/news/riverside-rv-rentals-inc-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/effective-sport-nutrition-corporation-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/dig-it-underground-inc-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/dakota-imaging-inc-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/adm-enterprises-inc-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/viper-acquisition-llc-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/alberta-diamondfields-inc-gerpal-s-shokar-angel-hung-once-again-resale-men-women-david-k2021-02-01T23:56Znever https://www.securities.nd.gov/news/infinity-mining-venture-inc-maxum-investors-group-gerald-coffman-jasmer-shokar-jimmy-surjit-s2021-02-01T23:56Znever https://www.securities.nd.gov/news/valley-honey-company-llc-kirschman-rodney-anderson-rodney-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/advanced-technology-feasibility-group-llc-bruce-w-anderson-rodney-anderson-order-vacate-cease2021-02-01T23:56Znever https://www.securities.nd.gov/news/optionsxpress-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-ryer-kenneth-civil-penalty2021-02-01T23:56Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-david-martin-kay-martin-civil-penalty2021-02-01T23:56Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-velazques-tracy-civil-penalty2021-02-01T23:56Znever https://www.securities.nd.gov/news/marion-bass-securities-corporation-suspension-proposed-order-revoke2021-02-01T23:56Znever https://www.securities.nd.gov/news/valley-honey-company-llc-rodney-kirschman-rodney-anderson-cease-and-desist-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/advanced-technology-feasibility-group-llc-bruce-w-anderson-rodney-anderson-cease-and-desist2021-02-01T23:56Znever https://www.securities.nd.gov/news/brokerageamerica-inc-cease-and-desist-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/provision-inc-provision-llc-randy-templeton-david-betting-darla-betting-cease-and-desist-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/accord-insurance-co-ltd-carr-graham-wingham-leslie-wharram-dominic-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/k-ram-industries-robert-pagan-desist-and-refrain-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/sparkman-ronald-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-morey-michael-consent-order2021-02-01T23:56Znever https://www.securities.nd.gov/news/bison-capital-inc-medhus-robert-gugisberg-peter-fay-brad-larson-christopher-klubec-christine2021-02-01T23:56Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-renfandt-scott2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-tri-west-investment-club-larry-eugene-slaubaugh-cease-and2021-02-01T23:57Znever https://www.securities.nd.gov/news/tri-west-investment-club-wesley-leroy-hiller-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/trinity-financial-group-llc-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-schatz-jackie-consent-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-elberg-bev-consent-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/us-bancorp-piper-jaffray-inc-birmingham-christopher-consent-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/accord-insurance-co-ltd-graham-carr-leslie-wingham-dominic-wharram-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-larry-borud-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-mark-couper-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-mark-dostert-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-rodney-j-duncklee-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-bev-elberg-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-gerald-haskins-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-mitchell-keiser-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-todd-haskins-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-scott-renfandt-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-gerald-henry-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-ken-howe-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-gene-armstrong-pat-armstrong-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-ron-stafford-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-tony-kaut-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-richard-l-solberg-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-eric-maaske-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-mark-peterson-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-mike-morey-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-galen-marsh-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-larry-skiftun-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-eugene-zaderaka-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-jess-welstad-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-brian-henry-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-janene-haugen-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-troy-borud-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-steve-tengesdal-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-james-i-miller-jr-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-leon-borud-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-keith-pierson-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-donald-marsh-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-michael-hupka-marlene-hupka-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-kevin-martin-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-randy-bryans-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-kenneth-ryer-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-jackie-schatz-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-brian-snowden-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-kris-thorfinnson-tana-thorfinnson-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-raymond-van-bockel-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-tracy-velazques-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-kyle-wurgler-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-gary-bryans-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-dennis-skarphol-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-soren-sorensen-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/preferred-trust-management-ltd-david-martin-kay-martin-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/osland-michael-j-consent-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/chase-investments-ltd-chase-investments-north-america-al-wilson-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/archambault-charles-consent-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/hausauer-dirk-p-consent-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/jorve-wayne-consent-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/schulz-arnold-james-aka-jim-schulz-agent-suspension-proposed-revocation2021-02-01T23:57Znever https://www.securities.nd.gov/news/schulz-todd-james-agent-suspension-proposed-revocation2021-02-01T23:57Znever https://www.securities.nd.gov/news/star-search-2000-inc-aka-talent-search-2000-1000000-talent-search-inc-shari-nelson-cease-and2021-02-01T23:57Znever https://www.securities.nd.gov/news/global-prosperity-group-global-leadership-council-institute-global-prosperity-dan-andersen2021-02-01T23:57Znever https://www.securities.nd.gov/news/arizona-capital-group-inc-pittman-samuel-consent-agreement2021-02-01T23:57Znever https://www.securities.nd.gov/news/frederick-wayne-keiser-jr-etoile-keiser-preferred-trust-management-ltd-tactical-investments2021-02-01T23:57Znever https://www.securities.nd.gov/news/frederick-w-keiser-jr-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/schulz-arnold-james-jim-schulz-todd-james-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/upa-inc-civil-penalty2021-02-01T23:57Znever https://www.securities.nd.gov/news/todd-rooker-civil-penalty2021-02-01T23:57Znever https://www.securities.nd.gov/news/new-life-technologies-inc-civil-penalty2021-02-01T23:57Znever https://www.securities.nd.gov/news/mike-bierman-civil-penalty2021-02-01T23:57Znever https://www.securities.nd.gov/news/us-bancorp-piper-jaffray-inc-christopher-birmingham-civil-penalty2021-02-01T23:57Znever https://www.securities.nd.gov/news/new-england-international-surety-civil-penalty2021-02-01T23:57Znever https://www.securities.nd.gov/news/grupo-inverso-rio-del-sol-paul-enright-kevin-mark-skow-aka-k-mark-skow-ronald-sparkman-cease2021-02-01T23:57Znever https://www.securities.nd.gov/news/advantage-international-marketing-aka-tax-people-aka-renaissance-designer-gallery-products-inc2021-02-01T23:57Znever https://www.securities.nd.gov/news/josephthal-co-inc-james-gus-oliver2021-02-01T23:57Znever https://www.securities.nd.gov/news/albemarle-investments-limited-new-life-technologies-inc-upa-inc-mike-bierman-todd-rooker2021-02-01T23:57Znever https://www.securities.nd.gov/news/dirk-p-hausauer-civil-penalty2021-02-01T23:57Znever https://www.securities.nd.gov/news/craig-brown-consent-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/joe-aguda-aguda-financial-services-inc-consent-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/ragen-mackenzie-investment-services-inc-richard-lawrence-philip-wimer-consent-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/private-gifting-sharing-equally-kids-inc-randy-bertsch-betty-holzer-daniel-reimche-betty-wahl2021-02-01T23:57Znever https://www.securities.nd.gov/news/phoenix-telecom-llc-trinity-financial-group2021-02-01T23:57Znever https://www.securities.nd.gov/news/gerard-cerullo-consent-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/baxter-banks-smith-ltd-francis-m-mcdermott-consent-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/bobwhite-company-bob-white-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/torrey-pines-securities-inc-harvey-g-leason-aka-glen-leason-consent-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/elmer-reiner-swift-advisory-consulting-inc-institute-learning-aka-institute-learning-and2021-02-01T23:57Znever https://www.securities.nd.gov/news/craig-brown-civil-penalty2021-02-01T23:57Znever https://www.securities.nd.gov/news/joe-aguda-aguda-financial-services-inc-civil-penalty2021-02-01T23:57Znever https://www.securities.nd.gov/news/emily-water-beverage-co-inc-civil-penalty2021-02-01T23:57Znever https://www.securities.nd.gov/news/rick-wallace-private-assetscom-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/phoenix-telecom-llc-trinity-financial-group-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/linsco-private-ledger-corp-consent-agreement2021-02-01T23:57Znever https://www.securities.nd.gov/news/wayne-jorve-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/josephthal-co-inc-james-gus-oliver-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/peregrine-financials-securities-inc-patrick-steven-jage-consent-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/educate-america-resource-network-financial-planning-consultants-gary-e-luckow-scott-w-grant2021-02-01T23:57Znever https://www.securities.nd.gov/news/william-ebele-civil-penalty2021-02-01T23:57Znever https://www.securities.nd.gov/news/copeland-equities-inc-consent-agreement2021-02-01T23:57Znever https://www.securities.nd.gov/news/charles-schwab-co-inc-consent-agreement2021-02-01T23:57Znever https://www.securities.nd.gov/news/emily-water-beverage-co-inc-desist-and-refrain-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/craig-brown-new-england-international-surety-inc-joe-aguda-aguda-financial-services-inc-cease2021-02-01T23:57Znever https://www.securities.nd.gov/news/kenneth-lynn-copen-consent-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/sunpoint-securities-inc2021-02-01T23:57Znever https://www.securities.nd.gov/news/baxter-banks-smith-mikhail-s-shklovsky-oleg-feldman-francis-mcdermott-maurizio-v-grammatica2021-02-01T23:57Znever https://www.securities.nd.gov/news/debt-management-club-consent-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/esi-rogers-ralph-w-iii-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/friends-n-freedom-davis-ruth-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/friends-n-freedom-kirschman-rodney-kirschman-judy-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/friends-n-freedom-hansen-vernon-hansen-darlene-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/friends-n-freedom-hansen-scott-hansen-becky-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/friends-n-freedom-davis-norma-cease-and-desist-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/friends-n-freedom-laverne-zenker-kay-zenker-default-order2021-02-01T23:57Znever https://www.securities.nd.gov/news/baxter-banks-smith-mikhail-s-shklovsky-oleg-feldman-francis-mcdermott-maurizio-v-grammatica-02021-02-01T23:57Znever https://www.securities.nd.gov/news/fordham-financial-management-inc-denial-application2021-02-01T23:57Znever https://www.securities.nd.gov/news/attain-direct-inc-fka-all-tech-investment-group-inc-proposed-order-refuse-dealer-registration2021-02-01T23:58Znever https://www.securities.nd.gov/news/edward-oliver-samuelson2021-02-01T23:58Znever https://www.securities.nd.gov/news/leuthold-funds-inc-consent-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/friends-n-freedom-zenker-laverne-zenker-kay-cease-and-desist-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/friends-n-freedom-laverne-zenker-kay-zenker-subpoena-duces-tecum2021-02-01T23:58Znever https://www.securities.nd.gov/news/integrowth-financial-group-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/steve-hiltbrand-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/alliance-trust-clifton-wilkinson-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/bisys-brokerage-services-inc-consent-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/kenneth-lynn-copen-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/baxter-banks-smith-shklovsky-michael-feldman-alec-cease-and-desist-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/edward-weeks-registration-agreement2021-02-01T23:58Znever https://www.securities.nd.gov/news/alliance-trust-integrowth-financial-group-clifton-wilkinson-steve-hiltbrand-cease-and-desist2021-02-01T23:58Znever https://www.securities.nd.gov/news/popular-link-jeff-cheng-cease-and-desist-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/fordham-financial-management-inc-frank-patrick-marchione-proposed-order-refuse-dealer2021-02-01T23:58Znever https://www.securities.nd.gov/news/james-newton-darwin-ii-consent-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/debt-management-club-fair-tax-renesa-leeds-cease-and-desist-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/santoros-gourmet-foods-inc-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/william-santoro-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/r-seelaus-co-inc-consent-order-02021-02-01T23:58Znever https://www.securities.nd.gov/news/burt-bjur-new-world-international-citizens-group-charles-e-thompson-default-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/alliance-trust-clifton-wilkinson-cease-and-desist-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/agkota-holdings-inc-international-joint-ventures-association-preferred-home-loans-founders2021-02-01T23:58Znever https://www.securities.nd.gov/news/verlin-swartzendurber-notice-default-default-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/allen-halstead-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/ramon-c-papa-iii-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/david-j-naughton-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/papa-holdings-inc-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/ponzu-companies-inc-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/david-m-beneake-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/kourosh-saroole-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/ams-financial-corporation-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/jonathan-c-papa-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/thomas-l-anderson-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/kerlin-securities-inc-consent-agreement2021-02-01T23:58Znever https://www.securities.nd.gov/news/agkota-holdings-inc-international-joint-ventures-association-preferred-home-loans-founders-02021-02-01T23:58Znever https://www.securities.nd.gov/news/nori-hennion-walsh-inc-jonathan-n-ponte-consent-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/amerivet-securities-inc-consent-agreement2021-02-01T23:58Znever https://www.securities.nd.gov/news/ams-financial-corporation-allen-halstead-cease-and-desist-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/ams-financial-corp-allen-halstead-subpoena-duces-tecum2021-02-01T23:58Znever https://www.securities.nd.gov/news/equity-securities-investments-inc-consent-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/station-corporation-wayne-southam-tonya-southam-cease-and-desist-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/internet-casino-sports-gaming-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/denis-m-benson-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/first-fidelity-financial-corporation-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/bruce-m-follick-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/california-laser-company-cease-and-desist-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/santoros-gourmet-foods-inc-william-g-santoro-cease-and-desist-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/first-fidelity-financial-corporation-newport-financial-corporation-exchangeonline-inc-bruce-m2021-02-01T23:58Znever https://www.securities.nd.gov/news/first-financial-equity-corporation-registration-agreement2021-02-01T23:58Znever https://www.securities.nd.gov/news/microvision-systems-corporation-interactive-acquisition-master-inc-camry-consulting-services-02021-02-01T23:58Znever https://www.securities.nd.gov/news/low-priced-stock-wealth-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/david-johnson-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/david-johnson-notice-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/low-priced-stock-wealth-notice-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/mike-t-mcenroe-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/kaizen-international-consulting-corporation-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/red-river-dispatch-inc-billy-johnson-cease-and-desist-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/american-investment-services-inc-david-r-bjork-consent-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/amerivet-securities-inc-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/new-world-international-citizens-group-charles-e-thompson-cease-and-desist-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/low-priced-stock-wealth-david-johnson-cease-and-desist-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/bert-bjur-cease-and-desist-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/public-communication-services-inc-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/lon-finkelstein-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/jerry-nichter-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/sharon-malkin-notice-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/magnum-petroleum-inc-notice-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/papa-holdings-inc-ponzu-companies-inc-jonathan-c-papa-ramon-c-papa-iii-thomas-l-anderson-david2021-02-01T23:58Znever https://www.securities.nd.gov/news/pentad-securities-inc-warren-b-true-consent-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/steven-l-shook-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/buckhorn-financial-services-inc-notice-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/safe-keeping-inc-notice-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/michael-lee-mathis-notice-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/joseph-k-hilyard-notice-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/creative-capital-management-corporation-consent-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/mcdowell-international-incorporated-washington-mcdowell-industries-northern-plains-agriculture2021-02-01T23:58Znever https://www.securities.nd.gov/news/state-farm-vp-management-corp-consent-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/commonwealth-capital-group-inc-octet-communications-corp-albert-faivush-consent-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/william-r-richard-consent-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/synovus-securities-inc-consent-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/lenny-bierstein-notice-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/argent-securities-inc-proposed-order-refuse-dealer-registration2021-02-01T23:58Znever https://www.securities.nd.gov/news/public-communications-services-inc-lon-finkelstein-sharon-malkin-cease-and-desist-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/meternet-corporation-venture-funding-group-inc-thomas-r-meinders-cease-and-desist-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/wash-n-shine-inc-venture-funding-group-inc-thomas-r-meinders-cease-and-desist-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/tri-state-innkeepers-inc-venture-funding-group-inc-thomas-r-meinders-cease-and-desist-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/venture-funding-group-inc-thomas-r-meinders-cease-and-desist-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/future-tech-developments-inc-venture-funding-group-inc-thomas-r-meinders-cease-and-desist2021-02-01T23:58Znever https://www.securities.nd.gov/news/upward-industries-inc-venture-funding-group-inc-thomas-r-meinders-cease-and-desist-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/capital-management-international-ltd-ronald-ratoff-cease-and-desist-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/papa-holdings-inc-ponzu-companies-inc-jonathan-c-papa-ramon-c-papa-iii-thomas-l-anderson-02021-02-01T23:58Znever https://www.securities.nd.gov/news/american-investment-services-inc-david-r-bjork-notice-civil-penalty2021-02-01T23:58Znever https://www.securities.nd.gov/news/buckhorn-financial-services-inc-safekeeping-inc-cease-and-desist-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/foreign-currency-international-cease-and-desist-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/piddler-international-downline-building-co-op-sharing-funds-foundation-eugene-henley-cease-and2021-02-01T23:58Znever https://www.securities.nd.gov/news/dirk-p-hausauer2021-02-01T23:58Znever https://www.securities.nd.gov/news/internet-casino-sports-gaming-llc-denis-m-benson-cease-and-desist-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/tradestar-investments-inc-consent-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/hjb-inc-dakota-utilities-inc-gerold-busche-craig-dallman-ron-thompson-lee-schobinger-shirley2021-02-01T23:58Znever https://www.securities.nd.gov/news/agkota-holdings-inc-international-joint-ventures-association-preferred-home-loans-founders-12021-02-01T23:58Znever https://www.securities.nd.gov/news/global-prosperity-group-global-leadership-council-larry-gabel-john-hoffman-b-j-bishop-cease2021-02-01T23:58Znever https://www.securities.nd.gov/news/global-prosperity-group-global-leadership-council-paul-whealy-cease-and-desist-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/gold-lead-pool-z-systems-alexei-zoubov-julie-frahm-richard-frahm-cease-and-desist-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/global-prosperity-group-global-leadership-council-dave-lozier-cindy-lozier-elizabeth-riley2021-02-01T23:58Znever https://www.securities.nd.gov/news/champions-only-winners-circle-tom-kincaid-cease-and-desist-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/piddler-international-downline-building-co-op-sharing-funds-foundation-eugene-henley-frank2021-02-01T23:58Znever https://www.securities.nd.gov/news/prosper-international-league-ltd-prosper-international-ltd-universal-marketing-charles-miller2021-02-01T23:58Znever https://www.securities.nd.gov/news/magnum-petroleum-jerry-nichter-cease-and-desist-order2021-02-01T23:58Znever https://www.securities.nd.gov/news/tradeway-securities-group-inc-consent-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/temper-times-communications-inc-consent-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/harvey-senn-lutheran-brotherhood-securities-corporation2021-02-01T23:59Znever https://www.securities.nd.gov/news/international-benevolence-fund-trust-frank-r-johnson-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/ecap-financial-investment-banking-inner-systems-industries-inc-marie-fortune-william-mueger2021-02-01T23:59Znever https://www.securities.nd.gov/news/centex-securities-inc-fka-la-jolla-securities-corporation-bruce-biddick-consent-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/arrow-environmental-remediation-operations-hank-m-kendrick-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/infinity-group-company-geoff-benson-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/michael-c-parke-michael-c-parke-management-services-inc-findings-fact-conclusions-law2021-02-01T23:59Znever https://www.securities.nd.gov/news/richard-tomitz-consent-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/investment-management-and-research-inc-david-rothchild-consent-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/eleventh-hour-inc-american-consolidated-growth-corporation-norman-l-fisher-gary-flater-consent2021-02-01T23:59Znever https://www.securities.nd.gov/news/centex-securities-inc-fka-la-jolla-securities-corporation-bruce-biddick-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/daniel-wood2021-02-01T23:59Znever https://www.securities.nd.gov/news/financial-advantage-brokerage-services-inc-bradley-wells-bruce-hager-consent-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/prosperity-unlimited-trust-annette-cain-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/raoul-brandt-consent-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/la-jolla-securities-corporation-daniel-wood-consent-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/financial-advantage-brokerage-services-inc-aisco-holdings-ltd-revocation-exemption2021-02-01T23:59Znever https://www.securities.nd.gov/news/usa-financial-news-james-bartel-consent-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/david-stavig2021-02-01T23:59Znever https://www.securities.nd.gov/news/eleventh-hour-inc-american-consolidated-growth-corporation-norman-l-fisher-valerie-fisher-gary2021-02-01T23:59Znever https://www.securities.nd.gov/news/fact-gold-technologies-canada-ltd-gig-international-resources-inc-richard-furrer-ward-hughes2021-02-01T23:59Znever https://www.securities.nd.gov/news/furniture-medic-limited-partnership-kevin-schmitcke2021-02-01T23:59Znever https://www.securities.nd.gov/news/prince-dr-augustine-ayuba-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/information-processing-office-order-amend-cease-and-desist2021-02-01T23:59Znever https://www.securities.nd.gov/news/kidztime-tv-dennis-johnson-capital-funding-and-financial-group-inc-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/bob-ivensen-sunward-club-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/celebrity-foods-inc-tri-bradley-investments-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/raoul-brandt-royal-crown-corporation-american-investment-services-inc-brandt-brokerage-house2021-02-01T23:59Znever https://www.securities.nd.gov/news/donald-o-atuegbu-nigerian-national-petroleum-corporation-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/vern-van-ornum-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/nigerian-national-petroleum-corporation-central-bank-nigeria-alhaji-d-bayero-cease-and-desist2021-02-01T23:59Znever https://www.securities.nd.gov/news/fact-companies-richard-furrer-janelle-furrer-ward-hughes-joseph-m-malloy-james-herbst-darreld2021-02-01T23:59Znever https://www.securities.nd.gov/news/information-processing-office-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/murchison-investment-bankers-inc-burll-dean-murchison-richard-alan-murchison-james-roland2021-02-01T23:59Znever https://www.securities.nd.gov/news/joseph-f-desanto-joseph-roberts-co-inc-revocation-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/ag-edwards-sons-inc-cameron-erickson-unitech-industries-inc-order-hearing2021-02-01T23:59Znever https://www.securities.nd.gov/news/gary-swernik-dana-bersch-aka-frank-bersch-boulder-inc-dba-yu-chus-ed-foo-yungs-inc-aka-ed-foo2021-02-01T23:59Znever https://www.securities.nd.gov/news/gary-swernik-dana-bersch-aka-frank-bersch-boulder-inc-dba-yu-chus-ed-foo-yungs-inc-aka-ed-02021-02-01T23:59Znever https://www.securities.nd.gov/news/gruntal-co-inc-consent-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/premier-capital-investment-jr-munoz-information-network-technology-partners-iii-strategic2021-02-01T23:59Znever https://www.securities.nd.gov/news/dent-busters-inc-bill-tyson-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/ellis-group-frank-ellis-ceo-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/u-s-wireless-mark-silberman-harry-kaiser-sheldon-ziskind-order-cancel-hearing2021-02-01T23:59Znever https://www.securities.nd.gov/news/u-s-wireless-mark-silberman-harry-kaiser-sheldon-ziskind-consent-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/merrill-lynch-john-d-mccroskey-notice-right-request-hearing2021-02-01T23:59Znever https://www.securities.nd.gov/news/merrill-lynch-john-d-mccroskey-order-hearing2021-02-01T23:59Znever https://www.securities.nd.gov/news/central-bank-nigeria-dr-o-chimezie-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/z3-capital-holding-corporation-stella-bella-corporation-usa-jack-broberg-mark-scialdone-becky2021-02-01T23:59Znever https://www.securities.nd.gov/news/engineer-sunday-bari-saro-wiwa-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/trans-american-ostrich-traders-inc-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/eleventh-hour-inc-american-consolidated-growth-corporation-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/recomm-international-display-atel-business-credit-finova-capital-corporation-cease-and-desist2021-02-01T23:59Znever https://www.securities.nd.gov/news/eleventh-hour-inc-american-consolidated-growth-corporation-order-hearing2021-02-01T23:59Znever https://www.securities.nd.gov/news/norfolk-securities-corp-proposed-order-refuse-agent-registration2021-02-01T23:59Znever https://www.securities.nd.gov/news/murchison-investment-bankers-inc-burll-dean-murchison-richard-alan-murchison-james-roland-02021-02-01T23:59Znever https://www.securities.nd.gov/news/gruntal-co-inc-robert-goldstein-order-hearing2021-02-01T23:59Znever https://www.securities.nd.gov/news/oxford-club-james-boxley-cooke-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/melvin-c-klindt-berean-non-profit-corporation-consent-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/principality-hutt-river-province-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/charleston-interactive-television-partners-digital-interactive-associates-inc-carlo-anneke2021-02-01T23:59Znever https://www.securities.nd.gov/news/md-rothchilds-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/group-dynamics-downline-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/gold-unlimited-inc-david-crowe-individual-martha-crowe-individual-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/nation-wide-wireless-corporation-aka-nationwide-wireless-corporation-philip-caratozzolo2021-02-01T23:59Znever https://www.securities.nd.gov/news/alhaji-jubril-umar-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/quarter-call-inc-glenn-kendall-tom-c-yost-robert-j-ditoro-robert-p-carrigan-dan-s-webb-jr2021-02-01T23:59Znever https://www.securities.nd.gov/news/metropolitan-mortgage-securities-co-inc-suspension-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/dayle-maloney-order-hearing2021-02-01T23:59Znever https://www.securities.nd.gov/news/first-national-services-marc-rona-order-hearing2021-02-01T23:59Znever https://www.securities.nd.gov/news/toluca-pacific-securities-corp-order-hearing2021-02-01T23:59Znever https://www.securities.nd.gov/news/becki-anderson-warren-james-w-warren-lawrence-w-warren2021-02-01T23:59Znever https://www.securities.nd.gov/news/mid-valley-broadcasting-inc-charles-skip-rutledge-jack-brush-pre-hearing-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/offerman-company-inc-offerman-group-inc-notice-right-request-hearing2021-02-01T23:59Znever https://www.securities.nd.gov/news/becki-anderson-warren-james-w-warren-lawrence-w-warren-notice-right-request-hearing2021-02-01T23:59Znever https://www.securities.nd.gov/news/first-national-services-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/becki-anderson-warren-james-w-warren-lawrence-w-warren-order-hearing2021-02-01T23:59Znever https://www.securities.nd.gov/news/image-financial-network-ltd-joel-freezon-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/sanford-d-greenberg2021-02-01T23:59Znever https://www.securities.nd.gov/news/marathon-financial-program-aka-marathon-marketing-jim-phipps-randy-fraley-gerald-g-mccarthy2021-02-01T23:59Znever https://www.securities.nd.gov/news/telecommobile-wireless-cable-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/reading-wireless-cable-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/transamerica-wireless-systems-inc-transamerica-wireless-associates-rod-weaver-cease-and-desist2021-02-01T23:59Znever https://www.securities.nd.gov/news/northeast-telecom-inc-3rd-mobile-central-new-york-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/kingswood-associates-inc-mortek-corporation-robert-button-berry-mitchell-cease-and-desist2021-02-01T23:59Znever https://www.securities.nd.gov/news/continental-wireless-cable-television-inc-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/john-sebastian-ragazzo-geneva-companies-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/richard-f-pinnow-liberty-international-networking-company-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/kenneth-finochiaro-dba-pre-cooked-pasta-company-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/theodore-n-youngquist-dba-youngquist-mine-development-consultation-inc-wind-river-mining2021-02-01T23:59Znever https://www.securities.nd.gov/news/united-communications-ltd-texas-limited-liability-company-al-j-gauert-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/betty-aleshire-great-western-communications-intl-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/smart-industries-inc-life-crystals-inc-elliot-pierce-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/kiowa-resources-inc-robert-charles-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/health-excellence-t-c-fry-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/banner-fund-international-swiss-trade-commerce-trust-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/doug-nassif-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/doug-nassif2021-02-01T23:59Znever https://www.securities.nd.gov/news/leo-elroy-sjolseth-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/leo-elroy-sjolseth2021-02-01T23:59Znever https://www.securities.nd.gov/news/charles-edward-marean-junior-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/1st-equity-international-richard-gould-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/express-communications-inc-reliable-cellular-consultants-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/worldwide-treasure-bureau-samuel-e-cox-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/trans-global-trading-incorporated-robert-bowin-peter-greenwood-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/reach-exploration-inc-warren-wellborn-paul-webb-david-dolph-cease-and-desist-order2021-02-01T23:59Znever https://www.securities.nd.gov/news/equity-estates-galleries-inc-alex-pierce-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/montague-weston-associates-limited-wayne-ford-j-petersen-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/productions-plus-priscilla-j-deters-charles-chuck-crosby-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/paragon-international-communications-inc-buzz-gossage-c-b-miller-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/canodi-international-inc-donald-s-dalman-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/financial-services-network-paul-navestad-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/international-exchange-board-gene-young-michael-simon-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/east-west-marketing-inc-vicki-capri-arnold-winter-thurston-mckenzie-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/regency-collectibles-inc-bob-johnson-jack-tischer-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/imperial-world-trade-exchange-ryan-blake-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/ratheal-companies-rodney-ratheal-stephen-mitchell-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/ratheal-companies-rodney-ratheal-stephen-mitchell2021-02-02T00:00Znever https://www.securities.nd.gov/news/mortgage-service-associates-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/rmc-enterprises-ralph-g-mccoy-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/national-club-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/connoisseur-california-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/opc-and-associates-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/fax-9-rene-boutin-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/mark-steven-eiken2021-02-02T00:00Znever https://www.securities.nd.gov/news/mcm-marketing-inc-mcelton-skaggs-connie-mac-skaggs-wayne-stone-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/donex-resources-inc-jerry-woods-ken-poindexter-douglas-brown-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/labcoarbco-electronics-inc-robert-widner-byrd-widner-edward-widner-gary-amos-cease-and-desist2021-02-02T00:00Znever https://www.securities.nd.gov/news/r-b-marich-co-inc-rudy-marich-betty-jane-marich-irving-hale-robert-l-long2021-02-02T00:00Znever https://www.securities.nd.gov/news/r-b-marich-co-inc-rudy-marich-betty-jane-marich-irving-hale-robert-l-long-cease-and-desist2021-02-02T00:00Znever https://www.securities.nd.gov/news/scorac-incorporated-dba-verifiable-resources-claud-lavender-j-wayne-greer-james-fulkerson-sam2021-02-02T00:00Znever https://www.securities.nd.gov/news/edward-robert-mcglynn2021-02-02T00:00Znever https://www.securities.nd.gov/news/j-t-moran-co-inc-nicholas-mariniello-peter-edward-bulger-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/efj-funds-emanuel-fettig-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/villa-petroleum-inc-mack-w-knight-iii-don-tatum-james-l-watts-c-w-weaver-cease-and-desist2021-02-02T00:00Znever https://www.securities.nd.gov/news/independent-financial-eric-guichet-gary-lowenthal-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/western-trading-group-ltd-sam-lessard-richard-lindner-mark-alexander-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/carls-furniture-barn-carl-h-weisser-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/right-combination-inc-jim-silkwood-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/american-gold-eagle-inc-james-h-ridinger-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/american-gold-eagle-inc-james-h-ridinger-cease-and-desist-order-02021-02-02T00:00Znever https://www.securities.nd.gov/news/right-combination-inc-jim-silkwood-cease-and-desist-order-02021-02-02T00:00Znever https://www.securities.nd.gov/news/natonal-communications-network-pepper-isenhart-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/television-sales-corporation-mark-glaser-chris-abbott-alan-d-mason-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/national-communications-network-pepper-isenhart-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/junction-financial-corp-stanley-black-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/constitutional-communications-inc-stanley-weiner-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/edwin-brent-lundgren-order-refusing-registration-agent2021-02-02T00:00Znever https://www.securities.nd.gov/news/impact-energy-llc-eugene-l-mcarthur-jr-mike-ladue-lynne-hanson-consent-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/inland-national-securities-inc-david-theusch-consent-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/peachtree-partners-ira-j-gaines-stop-order-summarily-suspending-offer-and-sale-notice-right2021-02-02T00:00Znever https://www.securities.nd.gov/news/peachtree-partners-ira-j-gaines-order-suspend-securities-registration-notice-right-request2021-02-02T00:00Znever https://www.securities.nd.gov/news/edwin-brent-lundgren-order-summarily-postpone-approval-respon-notice-civil-penalty-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/roman-novak-radoslav-novak-inter-reef-ltd-profitable-sunrise-cease-and-desist-order-notice2021-02-02T00:00Znever https://www.securities.nd.gov/news/rbc-capital-markets-llc-consent-entry-order-administrative-consent-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/ubs-financial-services-inc-consent-entry-order-consent-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/atel-securities-corporation-consent-entry-order-consent-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/midwest-gold-company-llc-kirk-scott-grace-cease-and-desist-order-notice-civil-penalty-notice2021-02-02T00:00Znever https://www.securities.nd.gov/news/morgan-asset-management-inc-morgan-keegan-company-inc-consent-entry-order-administrative2021-02-02T00:00Znever https://www.securities.nd.gov/news/social-vouchercom-inc-gerald-c-parker-consent-entry-order-consent-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/james-r-bullis-montgomery-goff-bullis-pc-consent-entry-order-consent-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/j-p-morgan-securities-llc-administrative-consent-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/landolt-securities-inc-consent-entry-order-consent-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/dempsey-lord-smith-llc-consent-entry-order-consent-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/north-dakota-developments-llc-robert-lee-gavin-daniel-john-hogan-cease-and-desist-order-notice2021-02-02T00:00Znever https://www.securities.nd.gov/news/panda-trucking-llc-daniel-e-jenkins-cease-and-desist-order-order-rescission-notice-right2021-02-02T00:00Znever https://www.securities.nd.gov/news/panda-trucking-llc-daniel-e-jenkins-consent-entry-order-consent-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/paul-de-bastos-north-dakota-bakken-connection-llc-cease-and-desist-order-notice-civil-penalty2021-02-02T00:00Znever https://www.securities.nd.gov/news/kevin-d-wanner-precision-financial-services-questar-capital-corporation-proposed-order-revoke2021-05-20T17:11Znever https://www.securities.nd.gov/news/halcyon-cabot-partners-order-revoke-dealer-registration-order-summary-suspension-dealer2021-02-02T00:00Znever https://www.securities.nd.gov/news/halcyon-cabot-partners-ltd-order-revoke-dealer-registration2021-02-02T00:00Znever https://www.securities.nd.gov/news/kevin-d-wanner-precision-financial-services-questar-capital-corporation-order-revoke-agent2021-02-02T00:00Znever https://www.securities.nd.gov/news/susan-l-welo-welo-wealth-management-cease-and-desist-order-notice-right-request-hearing2021-02-02T00:00Znever https://www.securities.nd.gov/news/bitconnect-ltd-and-bitconnect-international-plc-united-kingdom-limited-companies-and-their2021-02-02T00:00Znever https://www.securities.nd.gov/news/magma-foundation-aka-magma-coin-aka-magma-and-their-officers-directors-agents-and-employees2021-02-02T00:00Znever https://www.securities.nd.gov/news/pension-rewards-platform-aka-pension-rewards-and-their-officers-directors-agents-and-employees2021-02-02T00:00Znever https://www.securities.nd.gov/news/life-cross-coin-aka-lifecrosscoin-gmbh-and-its-officers-directors-agents-and-employees-cease2021-02-02T00:00Znever https://www.securities.nd.gov/news/advertiza-holdings-pty-ltd-south-african-registered-company-and-its-officers-directors-agents2021-02-02T00:00Znever https://www.securities.nd.gov/news/crystal-token-and-its-officers-directors-agents-and-employees-cease-and-desist-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/first-financial-equity-corporation-agreement2021-02-02T00:00Znever https://www.securities.nd.gov/news/douglas-e-arends-cease-and-desist-order-notice-civil-penalty-notice-right-request-hearing2021-02-02T00:00Znever https://www.securities.nd.gov/news/sagepoint-financial-inc-consent-agreement2021-02-02T00:00Znever https://www.securities.nd.gov/news/questar-capital-corporation-settlement-agreement2021-02-02T00:00Znever https://www.securities.nd.gov/news/elements-franchising-llc-and-christopher-j-palumbo-desist-and-refrain-order-notice-right2021-02-02T00:00Znever https://www.securities.nd.gov/news/rash-enterprises-llc-taylor-rash-and-tom-doll-cease-and-desist-order-order-rescission-notice2021-02-02T00:00Znever https://www.securities.nd.gov/news/h-michael-hardy-rse-inc-and-hardy-management-group-llc-consent-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/main-street-hospitality-llc-and-robert-pagan-cease-and-desist-order-order-rescission-notice2021-02-02T00:00Znever https://www.securities.nd.gov/news/main-street-hospitality-llc-and-robert-pagan-consent-entry-order-consent-order2021-02-02T00:00Znever https://www.securities.nd.gov/news/fbd-ventures-ii-llc-and-craig-f-wollenburg-cease-and-desist-order-order-rescission-notice2021-02-02T00:00Znever https://www.securities.nd.gov/news/cachecoine-corp-and-harlen-lee-ellis-cease-and-desist-order-notice-civil-penalty-notice-right2021-02-02T00:00Znever https://www.securities.nd.gov/news/are-you-informed-investor-nutraceutical-stock2021-02-02T15:56Znever https://www.securities.nd.gov/news/los-angeles-precious-metals-dealers-charged-cftc-and-state-regulators-185-million-fraud2021-04-20T14:41Znever https://www.securities.nd.gov/news/notice-regarding-historical-financial-performance-representations-during-covid-19-pandemic2021-04-20T14:40Znever https://www.securities.nd.gov/news/order-mandating-electronic-filings2021-04-15T23:09Znever https://www.securities.nd.gov/news/north-dakota-securities-dept-announces-iard-system-fee-waiver2021-04-20T13:36Znever https://www.securities.nd.gov/news/top-ten-investment-frauds-announced2021-04-20T14:38Znever https://www.securities.nd.gov/news/tyler-appointed-nasaa2021-04-20T14:36Znever https://www.securities.nd.gov/news/stock-market-game-winners-announced2021-04-20T14:36Znever https://www.securities.nd.gov/news/april-saving-and-investing-month-north-dakota2021-04-20T14:35Znever https://www.securities.nd.gov/news/invest-north-dakota-teacher-seminar-scheduled2021-04-20T14:34Znever https://www.securities.nd.gov/news/potential-settlement-dollars-north-dakota2021-04-20T14:33Znever https://www.securities.nd.gov/news/tyler-appointed2021-04-20T14:33Znever https://www.securities.nd.gov/news/keynote-speakers-named-invest-nd-teacher-seminar2021-04-20T14:32Znever https://www.securities.nd.gov/news/state-securities-regulators-warn-seniors-be-lookout-investment-fraud2021-04-20T14:31Znever https://www.securities.nd.gov/news/operator-nigerian-investment-scheme-convicted2021-04-20T14:03Znever https://www.securities.nd.gov/news/securities-commissioner-takes-action-sweepstakes-investment-schemes2021-04-20T13:59Znever https://www.securities.nd.gov/news/invest-north-dakota-teachers-academy-scheduled2021-04-20T13:58Znever https://www.securities.nd.gov/news/commissioner-tyler-addresses-federal-financial-literacy-and-education-commission2021-05-20T17:25Znever https://www.securities.nd.gov/news/teachers-academy-registration-deadline2021-04-20T13:57Znever https://www.securities.nd.gov/news/preferred-trust-victims-repaid2021-04-20T13:53Znever https://www.securities.nd.gov/news/helping-teachers-bring-personal-finance-education-classroom2021-04-20T13:52Znever https://www.securities.nd.gov/news/commissioner-tyler-speaks-national-economic-crime-summit2021-04-20T13:52Znever https://www.securities.nd.gov/news/grand-forks-broker-suspended2021-04-20T13:52Znever https://www.securities.nd.gov/news/investor-alert-north-dakota-securities-department2021-04-20T13:51Znever https://www.securities.nd.gov/news/north-dakota-receive-33750000-settlement2021-04-20T13:51Znever https://www.securities.nd.gov/news/securities-commissioner-tyler-elected-international-board2021-04-20T13:51Znever https://www.securities.nd.gov/news/tyler-chairs-nasaa-education-conference2021-04-20T13:50Znever https://www.securities.nd.gov/news/fargo-agent-denied-registration2021-04-20T13:50Znever https://www.securities.nd.gov/news/north-dakota-securities-department-names-top-10-threats-investors2021-04-20T13:49Znever https://www.securities.nd.gov/news/opportunity-north-dakota-teachers2021-04-20T13:49Znever https://www.securities.nd.gov/news/invest-nd-teacher-registration-deadline2021-04-20T13:49Znever https://www.securities.nd.gov/news/preparing-students-their-financial-futures2021-04-20T13:48Znever https://www.securities.nd.gov/news/north-dakota-securities-department-advises-investors-beware-hurricane-related-scams2021-04-18T17:24Znever https://www.securities.nd.gov/news/tyler-chair-nasaa-annual-conference2021-04-20T13:48Znever https://www.securities.nd.gov/news/mad-about-money-performances-reach-3500-nd-students2021-04-20T13:47Znever https://www.securities.nd.gov/news/waddell-reed-agrees-consent-order-north-dakota-insurance-and-securities-commissioner2021-04-20T13:47Znever https://www.securities.nd.gov/news/regulators-urge-investors-carefully-check-credentials-senior-specialists2021-04-20T13:46Znever https://www.securities.nd.gov/news/nd-securities-department-releases-unlucky-13-list-investor-traps-20062021-04-20T13:46Znever https://www.securities.nd.gov/news/tyler-moderate-forum-hedge-fund-retailization2021-04-20T13:46Znever https://www.securities.nd.gov/news/unregistered-promissory-notes-halted2021-04-20T13:45Znever 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https://www.securities.nd.gov/news/registration-deadline-teachers-academy2021-04-20T13:41Znever https://www.securities.nd.gov/news/nd-securities-sponsor-mad-about-money-performances-students2021-04-20T13:41Znever https://www.securities.nd.gov/news/securities-commissioner-elected-one-year-term-president-nasaa2021-04-20T13:40Znever https://www.securities.nd.gov/news/coordinated-examinations-identify-investment-deficiencies2021-04-20T13:40Znever https://www.securities.nd.gov/news/north-dakota-securities-reminds-investors-scams-often-hide-behind-headlines2021-04-20T13:39Znever https://www.securities.nd.gov/news/securities-commissioner-seeks-injunction-sales-unregistered-promissory-notes2021-04-20T13:39Znever https://www.securities.nd.gov/news/securities-commissioner-warns-internet-fraud2021-04-20T13:38Znever https://www.securities.nd.gov/news/auction-rate-securities-settlements2021-04-20T13:38Znever https://www.securities.nd.gov/news/nd-securities-sponsor-mad-about-money-performances-students-02021-04-20T13:37Znever https://www.securities.nd.gov/news/stock-market-game-students-show-more-financial-knowledge2021-04-20T13:37Znever https://www.securities.nd.gov/news/securities-department-clarifies-internet-fraud-warning2021-04-20T13:37Znever https://www.securities.nd.gov/news/north-dakota-securities-department-announces-iard-system-fee-waiver2021-04-20T13:36Znever https://www.securities.nd.gov/news/commissioner-tyler-issues-cease-and-desist-order-against-bruce-hager2021-04-20T13:36Znever https://www.securities.nd.gov/news/north-dakota-securities-department-reminds-auction-rate-securities-investors-contact-firms2021-04-20T13:35Znever https://www.securities.nd.gov/news/approximately-29-million-repaid-north-dakota-investors2021-05-20T17:20Znever https://www.securities.nd.gov/news/teacher-alert-apply-attend-invest-north-dakota2021-04-20T13:33Znever https://www.securities.nd.gov/news/registration-deadlne-invest-nd-teachers-academy2021-04-20T13:33Znever https://www.securities.nd.gov/news/stock-market-game-positively-affects-students-academic-performance2021-04-20T13:32Znever https://www.securities.nd.gov/news/nd-securities-brings-mad-about-money-theatrical-production-schools2021-04-20T13:32Znever https://www.securities.nd.gov/news/invest-nd-celebrates-15th-annual-teachers-academy2021-04-20T13:31Znever https://www.securities.nd.gov/news/former-broker-charged-theft-and-securities-fraud2021-04-20T13:31Znever https://www.securities.nd.gov/news/registration-deadline-invest-nd-teachers-academy2021-04-20T13:31Znever https://www.securities.nd.gov/news/new-online-service-provides-background-information-about-investment-adviser-representatives2021-04-20T13:30Znever https://www.securities.nd.gov/news/state-securities-regulators-identify-top-investor-traps2021-04-20T13:30Znever https://www.securities.nd.gov/news/nd-securities-brings-mad-about-money-schools2021-04-20T13:29Znever https://www.securities.nd.gov/news/former-brokers-probation-revocation-affirmed-appeal2021-04-20T13:28Znever https://www.securities.nd.gov/news/top-traps-list2021-04-20T13:26Znever https://www.securities.nd.gov/news/are-you-informed-investor2021-04-20T13:27Znever https://www.securities.nd.gov/news/securities-commissioner-issues-cease-and-desist-order2021-04-20T13:24Znever https://www.securities.nd.gov/news/resolve-check-you-invest-20122021-04-20T13:23Znever https://www.securities.nd.gov/news/state-stock-market-game-winners-announced-middle-school2021-04-20T13:23Znever https://www.securities.nd.gov/news/registration-asset-backed-securities2021-04-20T13:20Znever https://www.securities.nd.gov/news/registration-publicly-offered-cattle-feeding-programs2021-04-20T13:22Znever https://www.securities.nd.gov/news/statement-policy-regarding-church-bonds2021-04-20T13:22Znever https://www.securities.nd.gov/news/registration-commodity-pool-programs2021-04-20T13:20Znever https://www.securities.nd.gov/news/statement-policy-regarding-church-extension-fund-securities2021-04-20T13:21Znever https://www.securities.nd.gov/news/securities-commissioner-issues-cease-and-desist-order-robert-h-medhus2021-04-20T13:19Znever https://www.securities.nd.gov/news/securities-commissioner-issues-cease-and-desist-order-freedom-usa-investing-llc2021-04-20T13:19Znever https://www.securities.nd.gov/news/securities-commissioner-issues-cease-and-desist-order-new-hi-tech-oil-gas-discoveries-llc2021-04-20T13:18Znever https://www.securities.nd.gov/news/securities-commissioner-orders-profitable-sunrise-cease-and-desist-selling-securities-north2021-04-20T13:12Znever https://www.securities.nd.gov/news/it-was-everything-i-had2021-04-20T13:12Znever https://www.securities.nd.gov/news/north-american-securities-administrators-association-nasaa-issues-investor-advisory-private2021-04-20T13:11Znever https://www.securities.nd.gov/news/it-pays-understand-different-roles-financial-professionals2021-04-20T13:09Znever https://www.securities.nd.gov/news/scott-biggs-former-dickinson-insurance-agent-convicted-and-sentenced2021-04-20T13:09Znever https://www.securities.nd.gov/news/former-fargo-broker-sentenced-operation-ponzi-scheme2021-04-20T13:06Znever https://www.securities.nd.gov/news/event-investment-fraud-seminars-be-held-6-cities2021-04-20T13:05Znever https://www.securities.nd.gov/news/western-north-dakota-students-make-sense-finance-sketch-comedy2021-04-20T13:04Znever https://www.securities.nd.gov/news/anti-fraud-event-seniors2021-04-20T13:03Znever https://www.securities.nd.gov/news/securities-commissioner-issues-cease-and-desist-order-62-million-fraud2021-04-20T13:03Znever https://www.securities.nd.gov/news/nasaa-releases-annual-enforcement-report2021-04-20T13:01Znever https://www.securities.nd.gov/news/cease-and-desist-issued-against-paul-de-bastos-and-north-dakota-bakken-connection2021-04-20T12:59Znever https://www.securities.nd.gov/news/nd-securities-commissioner-cautions-investors-be-wary-next-big-thing-when-it-comes-investing2021-04-20T13:00Znever https://www.securities.nd.gov/news/securities-commissioner-orders-cease-and-desist-and-suspends-nd-agent2021-04-20T12:58Znever https://www.securities.nd.gov/news/north-dakota-securities-department-releases-top-investor-threats2021-04-20T12:56Znever https://www.securities.nd.gov/news/north-dakota-securities-department-finalizes-agreement-lpl-financial-llp-regarding-sales-non2021-04-20T12:55Znever https://www.securities.nd.gov/news/securities-commissioner-issues-cease-and-desist-order-against-susan-l-welo2021-04-20T12:55Znever https://www.securities.nd.gov/news/securities-commissioner-announces-24-million-settlement-wanner-ponzi-scheme2021-04-20T12:54Znever https://www.securities.nd.gov/news/pennies-paychecks-energizes-north-dakota-students2021-04-20T12:53Znever https://www.securities.nd.gov/news/securities-commissioner-announces-additional-596000-repayment-wanner-ponzi-victims2021-04-20T12:52Znever https://www.securities.nd.gov/news/securities-department-issues-orders-against-companies-promoting-initial-coin-offerings-north2021-04-20T12:51Znever https://www.securities.nd.gov/news/securities-commissioner-issues-orders-against-3-more-companies-promoting-initial-coin2021-04-20T12:49Znever https://www.securities.nd.gov/news/students-learn-make-good-financial-decisions-ntcs-dimes-dollars-decisions2021-04-20T12:50Znever https://www.securities.nd.gov/news/securities-commissioner-issues-order-against-union-bank-payment-coin2021-04-20T12:46Znever https://www.securities.nd.gov/news/north-dakota-securities-department-now-accepting-online-filing-unit-investment-trusts2021-04-20T12:46Znever https://www.securities.nd.gov/news/nasaa-and-sec-explain-application-securities-law-opportunity-zone-investments2021-04-20T12:45Znever https://www.securities.nd.gov/news/nasaa-releases-2019-enforcement-report-based-2018-data2021-04-20T12:44Znever https://www.securities.nd.gov/news/top-investor-threats-20202021-05-20T17:10Znever https://www.securities.nd.gov/news/nd-securities-department-reminds-investors-beware-con-artists-looking-profit-fear-and2021-04-20T12:39Znever https://www.securities.nd.gov/news/emergency-notice-no-2020-01-temporary-relief-registrants-affected-covid-19-outbreak-granted2021-04-20T12:38Znever https://www.securities.nd.gov/news/emergency-notice-no-2020-02-temporary-relief-franchise-registrants-affected-covid19-outbreak2021-05-20T17:08Znever https://www.securities.nd.gov/news/emergency-notice-no-2020-03-temporary-relief-notary-attestation-registants-and-other-filers2021-04-20T12:33Znever https://www.securities.nd.gov/news/covid-19-related-investment-schemes-anticipated-state-securities-regulators-outline-fraud2021-04-20T12:32Znever https://www.securities.nd.gov/news/new-franchise-disclosure-handbook-available-nasaa2021-04-20T12:41Znever https://www.securities.nd.gov/news/revised-order-mandating-electronic-filings2021-04-20T12:42Znever https://www.securities.nd.gov/news/nd-securities-department-recognizes-world-elder-abuse-awareness-day-warns-risks-investment-02021-04-20T12:25Znever https://www.securities.nd.gov/news/former-north-dakota-stockbroker-gets-2-years-prison2021-04-20T13:47Znever https://www.securities.nd.gov/news/nasaa-releases-annual-enforcement-report-02021-04-20T14:46Znever https://www.securities.nd.gov/news/former-broker-charged-theft-and-securities-fraud-02021-04-20T14:48Znever https://www.securities.nd.gov/news/nd-securities-brings-mad-about-money-schools-02021-04-20T14:50Znever https://www.securities.nd.gov/news/solium-financial-services-llc-consent-order2021-05-06T20:18Znever https://www.securities.nd.gov/news/lendingclub-corporation-consent-order-consent-entry-order2021-05-06T20:19Znever https://www.securities.nd.gov/news/fundrise-entities-consent-order-consent-entry-order2021-05-06T20:19Znever https://www.securities.nd.gov/news/fiduciary-investment-funds-fiduciary-investment-services-llc-mark-g-wagner-consent-order2021-05-06T20:28Znever https://www.securities.nd.gov/news/dha-financial-llc-consent-order-consent-entry-order2021-05-06T20:27Znever https://www.securities.nd.gov/investors/helpful-links2025-06-10T19:09Zyearly https://www.securities.nd.gov/department-information/securities-team2025-11-07T18:05Zyearly https://www.securities.nd.gov/page-not-found2021-05-18T21:23Znever https://www.securities.nd.gov/news/investor-advisory-crowdfunding2021-05-24T19:12Znever https://www.securities.nd.gov/news/eb-5-fraud-immigrant-investors-beware2021-05-24T19:22Znever https://www.securities.nd.gov/news/escheatment-do-you-have-unclaimed-property-sitting-government2021-05-24T19:29Znever https://www.securities.nd.gov/news/securities-commissioner-reminds-investors-approach-cryptocurrency-caution2021-05-24T19:36Znever https://www.securities.nd.gov/news/what-know-about-icos2021-05-24T19:41Znever https://www.securities.nd.gov/news/be-cautious-crypto-investment-craze2021-05-24T19:48Znever https://www.securities.nd.gov/news/informed-investor-advisory-affinity-fraud2021-05-24T19:53Znever https://www.securities.nd.gov/news/covid-19-related-investment-schemes-anticipated-state-securities-regulators-outline-fraud-02021-05-24T19:57Znever https://www.securities.nd.gov/news/are-you-informed-investor-expense-ratios2021-06-30T16:55Znever https://www.securities.nd.gov/industry-professionals/canadian-broker-dealer2021-11-29T19:35Znever https://www.securities.nd.gov/news/securities-regulators-urge-investors-establish-trusted-contact-increase-investor-protection2021-11-30T21:00Znever https://www.securities.nd.gov/news/bio-sunn-technologies-inc-north-dakota-corporation-lewis-bauer-equity-fund-international-efi2021-12-07T21:02Znever https://www.securities.nd.gov/news/bank-future-decentralized-finance-defi-defined2022-01-14T20:02Znever https://www.securities.nd.gov/news/securities-regulators-announce-top-investor-threats-20222022-01-26T20:56Znever https://www.securities.nd.gov/news/state-securities-regulators-and-cftc-collaborate-stop-68-million-precious-metals-scheme2022-02-08T20:04Znever https://www.securities.nd.gov/news/north-dakota-securities-department-joins-31-other-state-securities-regulators-and-us2022-02-14T18:13Znever https://www.securities.nd.gov/news/investor-advisory-crypto-asset-interest-bearing-accounts2022-04-05T17:01Znever https://www.securities.nd.gov/news/investor-advisory-reassigned-investment-accounts2022-04-05T19:47Znever https://www.securities.nd.gov/news/investor-advisory-social-media-online-trading-and-investing2022-04-18T19:32Znever https://www.securities.nd.gov/filing-and-registration/issuer-dealer-and-issuer-dealer-agents2025-04-02T17:38Zyearly https://www.securities.nd.gov/news/blockfi-lending-llc-consent-order2022-04-25T23:19Znever https://www.securities.nd.gov/form-submitted-successfully2024-08-27T18:57Zyearly https://www.securities.nd.gov/news/investor-advisory-romance-scams2022-05-10T18:05Znever https://www.securities.nd.gov/news/investor-advisory-esg-investing2022-06-03T19:53Znever https://www.securities.nd.gov/news/governor-burgum-issues-proclamation-recognizing-world-elder-abuse-awareness-day-june-152022-06-13T15:50Znever https://www.securities.nd.gov/news/north-dakota-securities-department-recognizes-june-15-world-elder-abuse-awareness-day2022-06-14T18:52Znever 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