Investor Alerts and Advisories

Who sells securities? Who provides advice about them? How can you protect yourself when hiring an investment professional? What documents should you expect—and what should you look for in them?

There’s a lot to consider when planning to invest. That’s why the North Dakota Securities Department urges all investors to thoroughly research their investment professional before investing. Learn how to be an informed and prepared investor.

Winners of the 2025 Stock Market Game demonstrated research, critical thinking, and analytical skills in real-world financial decision-making.

The North Dakota Securities Department partners with The National Theatre for Children to provide a live show with professional actors, giving students a head start learning about investing, the difference between wants and needs, credit versus cash and the benefits of saving. 

The North Dakota Securities Department urges investors to remain vigilant and skeptical before handing over their money, as a new investment scam involving fake “investment education foundations" circulates.