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Enforcement Actions

State of North Dakota

Securities Department

In the matter of: Jamieson Capital Financial, LLC, a North Dakota limited liability company, and

Jeremy L. Carlson

Findings of Fact, Conclusions of Law, Order to Summarily Suspend Investment Adviser Registration, Notice of Proposed Order to Revoke Investment Adviser Registration, Cease and Desist Order, Notice of Civil Penalties, Order for Rescission, Notice of Reservation of Commissioner's Authority to Amend Order, and Notice of Right to Request a Hearing


In the matter of: Jamieson Capital Financial, LLC and Jeremy L Carlson

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