News
Friday, June 13, 2025
Categories: Investor Alerts and AdvisoriesScammers often target seniors during their most vulnerable times. On this World Elder Abuse Awareness Day, the North Dakota Securities Department is raising awareness about how social isolation contributes to the exploitation of older investors.
Wednesday, May 28, 2025
Categories: Investor Alerts and AdvisoriesWho sells securities? Who provides advice about them? How can you protect yourself when hiring an investment professional? What documents should you expect—and what should you look for in them?
There’s a lot to consider when planning to invest. That’s why the North Dakota Securities Department urges all investors to thoroughly research their investment professional before investing. Learn how to be an informed and prepared investor.
Monday, May 19, 2025
Categories: Investor Alerts and AdvisoriesWinners of the 2025 Stock Market Game demonstrated research, critical thinking, and analytical skills in real-world financial decision-making.
Friday, May 2, 2025
Categories: Investor Alerts and AdvisoriesThe North Dakota Securities Department partners with The National Theatre for Children to provide a live show with professional actors, giving students a head start learning about investing, the difference between wants and needs, credit versus cash and the benefits of saving.
Thursday, March 13, 2025
Categories: Investor Alerts and AdvisoriesThe North Dakota Securities Department urges investors to remain vigilant and skeptical before handing over their money, as a new investment scam involving fake “investment education foundations" circulates.
Wednesday, September 11, 2024
Categories: Investor Alerts and AdvisoriesPig Butchering is a term and metaphor used to describe a scam perpetrated over a long period of time to steal a victim’s money repeatedly via online apps. This advisory outlines how these scams work and how to identify red flags.
Wednesday, July 31, 2024
Categories: Investor Alerts and AdvisoriesAn investor needs to know their investment objectives and understand the risks that come with a precious metals investment. Precious metals are commodities, and like other commodities, their price can fluctuate dramatically. While there may be room in a diversified portfolio for precious metals, investors should consider several factors to determine if precious metals fit their investment objectives.
Tuesday, June 25, 2024
Categories: Investor Alerts and AdvisoriesWith the proliferation of mobile device use and access to apps, more investors have become vulnerable to scammers who have infiltrated the mobile app marketplace.
Wednesday, June 12, 2024
Categories: Investor Alerts and AdvisoriesThe stress of financial fraud can be life altering, especially for those in their retirement years. Losing money in an online investment fraud or financial scheme can severely affect your physical, mental, and social health. To avoid online scams, it is important to keep track of the internet services, subscriptions, and passwords you are using. This investor advisory explains how you can take a proactive role in staying more secure online.
Thursday, April 25, 2024
Categories: Investor Alerts and AdvisoriesAn ETF is a type of exchange-traded investment product available for retail investors. In some ways ETFs are similar to mutual funds. For example, both are registered investment companies that can provide similar benefits such as professional management, investment diversification, and a low minimum required investment. But ETFs are structured differently than mutual funds, which creates different benefits and risks.