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NORTH DAKOTA TO RECEIVE $337,500.00 IN SETTLEMENT

Wednesday, September 15, 2004

INVESTOR ALERT FROM THE NORTH DAKOTA SECURITIES DEPARTMENT

Tuesday, September 7, 2004

GRAND FORKS BROKER SUSPENDED

Thursday, September 2, 2004

Global eScience Corp., Virgil Hentz - Cease and Desist Order

Monday, August 30, 2004

Categories: Enforcement Actions

COMMISSIONER TYLER SPEAKS AT NATIONAL ECONOMIC CRIME SUMMIT

Tuesday, August 17, 2004

Ross Owen Haugen - Order for Summary Suspension of the Investment Advisor Registration

Friday, August 13, 2004

Categories: Enforcement Actions

InterSecurities, Inc., Richard Colling - Consent Order

Thursday, August 12, 2004

Categories: Enforcement Actions

Preferred Trust & Management, Ltd., Larry Borud - Consent Order

Wednesday, July 28, 2004

Categories: Enforcement Actions

Berthel, Fisher & Company Financial Services, Inc., Lawrence W. Warren - Consent Order

Wednesday, July 28, 2004

Categories: Enforcement Actions

HELPING TEACHERS BRING PERSONAL FINANCE EDUCATION INTO THE CLASSROOM

Tuesday, July 6, 2004

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