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H. Michael Hardy, RSE, Inc., and Hardy Management Group, LLC - Consent Order

Monday, February 26, 2018

Categories: Enforcement Actions

Securities Commissioner Reminds Investors to Approach Cryptocurrency with Caution

Thursday, January 4, 2018

Categories: Investor Alerts and Advisories

Bismarck, ND, January 4, 2018 — With cryptocurrencies continuing to attract headlines, Securities Commissioner Karen Tyler today reminded North Dakota investors to be cautious about investments involving cryptocurrencies. 

Elements Franchising, LLC and Christopher J. Palumbo - Desist and Refrain Order, Notice of Right to Request Hearing, Order for Civil Penalty

Friday, December 15, 2017

Categories: Enforcement Actions

Rash Enterprises, LLC, Taylor Rash, and Tom Doll - Cease and Desist Order, Order for Rescission, Notice of Right to Request Hearing, Order for Civil Penalty

Friday, December 15, 2017

Categories: Enforcement Actions

Pennies to Paychecks Energizes North Dakota Students

Friday, October 27, 2017

Securities Commissioner Announces $2.4 Million Settlement in Wanner Ponzi Scheme

Monday, August 7, 2017

Questar Capital Corporation - Settlement Agreement

Monday, July 31, 2017

Categories: Enforcement Actions

Susan L. Welo, Welo Wealth Management - Cease and Desist Order, Notice of Right to Request Hearing

Friday, July 21, 2017

Categories: Enforcement Actions

Securities Commissioner Issues Cease and Desist Order Against Susan L. Welo

Friday, July 21, 2017

EB-5 Fraud: Immigrant Investors Beware

Tuesday, August 30, 2016

Categories: Investor Alerts and Advisories

In an effort to stimulate the U.S. economy through job creation and capital investment by foreign investors, the U.S. Congress in the early 1990s authorized the creation of a new type of immigrant visa known as the Employment-Based, Fifth Preference (EB-5) visa.

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