News | Securities Department, North Dakota

An official website of the state of North Dakota. Here's how you know

The .gov means it's official.Official North Dakota websites will end in .gov. Before sharing sensitive information, make sure you're on a government site.

The site is secure.The https:// ensures that you're connecting to the official website and that any information you provide is encrypted and sent securely.

Equity Securities Investments, Inc. - Consent Order

Thursday, April 29, 1999

Categories: Enforcement Actions

The Station Corporation, Wayne Southam, Tonya Southam - Cease and Desist Order

Monday, April 26, 1999

Categories: Enforcement Actions

Internet Casino Sports Gaming - Civil Penalty

Monday, April 26, 1999

Categories: Enforcement Actions

Denis M. Benson - Civil Penalty

Monday, April 26, 1999

Categories: Enforcement Actions

Bruce M. Follick - Civil Penalty

Friday, April 16, 1999

Categories: Enforcement Actions

First Fidelity Financial Corporation - Civil Penalty

Friday, April 16, 1999

Categories: Enforcement Actions

California Laser Company - Cease and Desist Order

Wednesday, March 31, 1999

Categories: Enforcement Actions

Santoro's Gourmet Foods, Inc., William G. Santoro - Cease and Desist Order

Monday, March 29, 1999

Categories: Enforcement Actions

First Fidelity Financial Corporation, Newport Financial Corporation, Exchange.Online, Inc., Bruce M. Follick - Cease and Desist Order

Monday, March 22, 1999

Categories: Enforcement Actions

First Financial Equity Corporation - Registration Agreement

Thursday, March 18, 1999

Categories: Enforcement Actions

Subscribe to News View