News
Wednesday, June 11, 2014 at 11:00 am
Categories: Investor Alerts and AdvisoriesNorth Dakota Securities Department ISSUES INVESTOR ADVISORY ON VIRTUAL CURRENCY
It pays to know what’s in your e‐Wallet
Friday, June 6, 2014
Categories: Enforcement ActionsFriday, May 9, 2014
Categories: Enforcement ActionsFriday, March 14, 2014
Categories: Enforcement ActionsMonday, February 24, 2014
Categories: Enforcement ActionsMonday, October 14, 2013
Categories: Enforcement ActionsFriday, September 27, 2013
Categories: Enforcement ActionsFriday, September 20, 2013
Categories: Enforcement ActionsFriday, September 13, 2013
Robert H. Medhus, a former securities broker who defrauded 18 clients of over $900,000 in a Ponzi-like scheme was sentenced to ten years in prison by Judge Frank Racek today in Fargo’s East Central District Court.
Sunday, September 1, 2013 at 11:00 am
Categories: Investor Alerts and AdvisoriesFinancial professional titles and licenses are not the same. A financial professional may use various titles whether or not he or she is registered or licensed with a regulatory authority. Financial professionals that are registered as a broker-dealer or investment adviser have obtained registrations and licenses granted by federal or state regulatory authorities. Working with a financial professional who is registered with or licensed by federal or state authorities affords you certain legal protections.