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Are you an informed investor? Exchange Traded Funds - ETFs

Thursday, March 7, 2013 at 11:00 am

Categories: Investor Alerts and Advisories

Exchange Traded Funds (ETFs) have grown increasingly popular among retail investors seeking safe, stable alternatives to mutual funds.

Before investing in an ETF, ask yourself these questions: Do I understand this investment? Is this investment right for me?

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Are you an informed investor? Exchange Traded Funds - ETFs

Impact Energy, LLC, Eugene L. McArthur, Jr., Mike Ladue, Lynne Hanson - Consent Order

UVEST Financial Services Group, Inc. - Consent Order

ProEquities, Inc. - Consent Order

Bankers Life and Casualty Company and BLC Financial Services, Inc. - Consent Order

First Call Ventures, LLC d/b/a First Call Movers, Thomas M. White - Order to Vacate, Cease and Desist Order

Caldwell International Securities Corporation - Consent Order, Consent to Entry of Order

SECURITIES COMMISSIONER ISSUES CEASE AND DESIST ORDER - New Hi-Tech Oil & Gas Discoveries, LLC

New Hi-Tech Oil & Gas Discoveries, LLC, Dennis W. Stutes - Stop Order Summarily Suspending the Offer and Sale

Freedom USA Investing, LLC, James Young - Cease and Desist Order