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Associated Financial Services, Inc. - Order for Summary Suspension of the Dealer Registration

Tuesday, December 6, 2011

Categories: Enforcement Actions

R. Seelaus & Co. Inc. - Consent Order

Friday, November 25, 2011

Categories: Enforcement Actions

Ross Owen Haugen - Plea Agreement

Monday, November 14, 2011

Categories: Enforcement Actions

ND SECURITIES BRINGS "MAD ABOUT MONEY" TO SCHOOLS

Monday, October 17, 2011

Bismarck, ND - Robert H. Medhus, a former securities broker, has been criminally charged with securities fraud, the sale of unregistered securities, and theft of property.